Web15 Dec 2024 · December 15, 2024 8:42 am. The New York district court slapped a $7 million fine on interdealer broker TFS-ICAP and its two entities in New York and in London for clients’ deception and market misconduct. The US Commodity Futures Trading … WebTFS-ICAP LTD: Address: ST BOTOLPH STREET, 15 BEAUFORT HOUSE: City: LONDON: Branch: Postcode: EC3A 7QX: Country: United Kingdom: Money Transfer: Save on international fees by using Wise: TFS-ICAP LTD. TFIC Bank Code. GB Country Code. 21 Location Code. XXX Branch Code. SWIFT Code TFICGB21 Breakdown SWIFT Code
Complaint: TFS-ICAP, LLC, TFS-ICAP LTD., IAN DIBB, and Jeremy …
Web15 Dec 2024 · The U.S. District Court for the Southern District of New York entered a consent order against TFS-ICAP LLC and TFS-ICAP Ltd., requiring them to pay a $7 million civil monetary penalty. The order finds that between January 2014 and August 2015, TFS-ICAP brokers represented to U.S.-based bank clients that there were bids or offers for a foreign ... Web27 Sep 2024 · TFS-ICAP LIMITED and TFS-ICAP LLC admitted to posting fake trades in emerging markets forex currency options. United Kingdom-based brokerage firm TFS-ICAP LIMITED and its affiliate in the United States TFS-ICAP LLC, have both plead guilty to securities fraud, Attorney General Barbara Underwood said. On Wednesday, the two … gurwin jewish nursing
UK Financial Services Regulation – 2024 Year-End Review
WebTFS-ICAP LIMITED Financial Services Follow View all 3 employees Report this company Report Report. Back Submit. About us Industries Financial Services Headquarters LONDON Locations BEAUFORT HOUSE 15 ST BOTOLPH STREET ... Web23 Nov 2024 · Press Releases First published: 23/11/2024 Last updated: 23/11/2024. The Financial Conduct Authority (FCA) has fined TFS-ICAP Ltd, an FX options broker, £3.44m for communicating misleading information to clients. Between 2008 and 2015, brokers at … WebCEO and a Senior Manager Also Charged with Responsibility for Fraudulent Conduct Washington, DC— The Commodity Futures Trading Commission (CFTC) today charged interdealer broker TFS-ICAP LLCand TFS-ICAP Ltd.(TFS-ICAP) with fraud and supervision … boxing gym ringwood